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Regulation NMS
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451	JEFFREY T. BROWN Senior Vice President Office of Leg~slativeand Regulatory Affairs 555 12th Street NW Suite 740N Washington D C[removed]tel[removed]f a x[removed]removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-01-19 15:18:06 Investment Regulation NMS Market data Short Electronic trading Algorithmic trading Stock market Hedge fund Financial markets Financial economics Finance
452	Paul Bennctr 360 East 8ghSfreet, Apr. 35C Ntw York, NY[removed]OFFICEOF THE SECR!TARY Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-02 19:37:23 Regulation NMS United States securities law Financial system CLOB Finance Tetrahydrocannabinol THC Securities Act Capital market Financial markets United States Securities and Exchange Commission Financial economics
453	Microsoft Word - blmadoffinv020305a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-08 17:11:04 Financial regulation Order Quotation Best execution Financial economics Investment Financial system Regulation NMS United States Securities and Exchange Commission Stock market
454	Goldman, Sachs & Co. lOne New York Plaza I New York, New York[removed]Goldman Sachs February 17, 2010 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-19 10:30:00 Finance Alternative Trading Systems Order Dark liquidity Crossing network Goldman Sachs Regulation NMS Market maker Algorithmic trading Financial markets Financial economics Investment
455	Microsoft Word - SIFMA Letter re SR-NYSE[removed]NetCoalition petition[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-06 16:16:37 Economy of the United States Financial economics United States securities law Investment NYSE Arca Regulation NMS New York Stock Exchange Securities Exchange Act Market data United States Securities and Exchange Commission Financial markets NYSE Euronext
456	CANADIAN SECURITY TRADERS ASSOCIATION, INC. P.O. Box 3, 31 Adelaide Street East, Toronto, Ontario M5C 2H8 Mr. Jonathan G. Katz, Secretary, Securities and Exchange Commission, 450 Fifth Street, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-01-31 11:32:42 U.S. Securities and Exchange Commission Order Financial economics Financial markets Investment Finance United States Securities and Exchange Commission Stock market Regulation NMS
457	Microsoft Word - merrilllpfs020405a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-08 17:09:37 Stock market Finance United States Securities and Exchange Commission Regulation NMS Mathematical finance Electronic communication network Order Securities Exchange Act Alternative Trading Systems Financial markets Financial economics Investment
458	Microsoft Word - SR-NYSEArca[removed]DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-16 12:04:40 U.S. Securities and Exchange Commission Regulation NMS NYSE Euronext Christopher Cox Financial system Business Economy of the United States Financial Industry Regulatory Authority Philippine Dealing Exchange Financial regulation United States Securities and Exchange Commission Self-regulatory organization
459	Microsoft Word - charlesschwab020105a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-03 13:13:41 Investment Finance Regulation NMS Order Central limit order book Market data Short NASDAQ Market maker Financial economics Financial markets Stock market
460	February 14, 2008 Via Electronic Mail ([removed]) Ms. Nancy M. Morris, Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-15 15:05:26 Finance Regulation NMS Financial Industry Regulatory Authority Consolidated Tape Association U.S. Securities and Exchange Commission Securities Exchange Act Rebate Securities Industry and Financial Markets Association ACT Financial markets Financial economics Investment

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